-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CsUuS4+1CV6ipzJezHyDfF1/P7LgxgCMfJ5ApXT5FYk0PBFVbdITXa/Bc9kjJV8y lmPR3JKkQQi2dZmyylHjhw== 0000950103-04-000258.txt : 20040217 0000950103-04-000258.hdr.sgml : 20040216 20040217112818 ACCESSION NUMBER: 0000950103-04-000258 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 GROUP MEMBERS: MORGAN STANLEY &COINCORPORATED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARVEL ENTERPRISES INC CENTRAL INDEX KEY: 0000933730 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 133711775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47191 FILM NUMBER: 04605149 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125768530 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: TOY BIZ INC DATE OF NAME CHANGE: 19941213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127614000 MAIL ADDRESS: STREET 1: 1221 SIXTH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 SC 13G/A 1 jan1504_13ga1.htm 13G/A

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549


SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)1

 

Marvel Enterprises, Inc.
(Name of Issuer)
 
Common Stock, par value $0.01 per Share
(Title of Class of Securities)
 
57383M-10-8
(CUSIP Number)
 
December 31, 2003
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)
   
x Rule 13d-1(c)
   
o Rule 13d-1(d)


     1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

     The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






CUSIP No. 57383M-10-8 13G Page 2 of 8 Pages

1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

MORGAN STANLEY
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) 
(b) 
3 SEC USE ONLY

4 CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5 SOLE VOTING POWER

-0-
6 SHARED VOTING POWER

359
7 SOLE DISPOSITIVE POWER

-0-
8 SHARED DISPOSITIVE POWER

359
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

359
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.0% - See Item 4
12 TYPE OF REPORTING PERSON*

CO

*SEE INSTRUCTIONS BEFORE FILLING OUT!






CUSIP No. 57383M-10-8 13G Page 3 of 8 Pages

1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

MORGAN STANLEY & CO. INCORPORATED
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) 
(b) 
3 SEC USE ONLY

4 CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5 SOLE VOTING POWER

-0-
6 SHARED VOTING POWER

359
7 SOLE DISPOSITIVE POWER

-0-
8 SHARED DISPOSITIVE POWER

359
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

359
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.0% - See Item 4
12 TYPE OF REPORTING PERSON*

BD, CO

*SEE INSTRUCTIONS BEFORE FILLING OUT!






Item 1(a). Name of Issuer:

        Marvel Enterprises, Inc. (the “Company”)

Item 1(b). Address of Issuer’s Principal Executive Offices:

        10 East 40th Street
        
New York, New York 10016

Item 2(a). Name of Person Filing:

        This statement is filed on behalf of the persons identified below. In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), each person filing this statement acknowledges that it is responsible for the completeness and accuracy of the information concerning that person but is not responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

        Morgan Stanley (“MS”)

        Morgan Stanley & Co. Incorporated (“MS&Co.”)

Item 2(b). Address of Principal Business Office or, if None, Residence:

        The address of the principal business office of MS and MS&Co. is:

        1585 Broadway
        
New York, New York 10036

Item 2(c). Citizenship:

        The citizenship of MS and MS&Co. is Delaware.

Item 2(d). Title of Class of Securities:

        This statement relates to the Company's Common Stock par value, $0.01 per share (the “Shares”).

Item 2(e). CUSIP Number:

        57383M-10-8

Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

(a) o Broker or dealer registered under Section 15 of the Exchange Act;
     
(b) o Bank as defined in Section 3(a)(6) of the Exchange Act;
     
(c) o Insurance company as defined in Section 3(a)(19) of the Exchange Act;
     
(d) o Investment company registered under Section 8 of the Investment Company Act;

Page 4 of 8






(e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
     
(f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
     
(g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
     
(h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
     
(i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
     
(j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

Item 4. Ownership.

        The filing of this statement should not be construed as an admission by any person that such person is, for purposes of Section 13(d) or 13(g) of the Exchange Act, the beneficial owner of any securities covered by this statement, other than the securities set forth opposite such person's name in the table in Item 4(c) below.

        (a) Amount beneficially owned:

        This is the Reporting Persons’ final amendment to the Schedule 13G and is an exit filing.

        The Reporting Persons may be deemed to beneficially own 359 Shares representing 0.0005% of the Shares.

      MS is filing solely in its capacity as parent company of, and indirect beneficial owner of securities held by, one of its business units.

        (b) Percent of class:

  Morgan Stanley 0.0005% of the Shares
     
  Morgan Stanley & Co. Incorporated 0.0005% of the Shares

        (c) Number of shares as to which such person has:

  (i)
Sole power to vote or
to direct the vote
(ii)
Shared power to vote or
to direct the vote
(iii)
Sole power to dispose or
to direct the disposition of
(iv)
Shared power to dispose or
to direct the disposition of
 



         
Morgan Stanley - 0 - 359 - 0 - 359
         
Morgan Stanley & Co.
Incorporated
- 0 - 359 - 0 - 359
         

Page 5 of 8





Item 5. Ownership of Five Percent or Less of a Class.

        If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. x

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

        Not applicable

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by
             the Parent Holding Company or Control Person.

        Not applicable

Item 8. Identification and Classification of Members of the Group.

        Not applicable

Item 9. Notice of Dissolution of Group.

        Not applicable

Item 10. Certifications.

        By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 6 of 8




SIGNATURE

        After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: February 17, 2004
     
MORGAN STANLEY
     
     
 By:  /s/ Robert G. Koppenol
  Name: Robert G. Koppenol 
  Title: Authorized Signatory 
     
MORGAN STANLEY & CO. INCORPORATED
     
     
By:  /s/ Robert G. Koppenol
  Name: Robert G. Koppenol 
  Title: Authorized Signatory 

 

Page 7 of 8




JOINT FILING AGREEMENT

     In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Marvel Enterprises, Inc., a Delaware corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(l)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

     In evidence thereof, the undersigned, being duly authorized, hereby execute this Agreement this February 17, 2004.

     This Schedule may be executed in two or more counterparts, any one of which need not contain the signature of more than one party, but all such parties taken together will constitute part of this Schedule.

MORGAN STANLEY
     
     
 By:  /s/ Robert G. Koppenol
  Name: Robert G. Koppenol 
  Title: Authorized Signatory 
     
MORGAN STANLEY & CO. INCORPORATED
     
     
 By:  /s/ Robert G. Koppenol
  Name: Robert G. Koppenol 
  Title: Authorized Signatory 

Page 8 of 8

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